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Glossary · Reading the business

Negative control

In short

Negative control refers to the ability of a minority owner to block significant actions of a business. This is crucial for buyers because the SBA considers anyone with negative control a "key principal" requiring a personal guarantee.

What it means in a deal

Even if you don't own a majority, if your operating agreement gives you veto power over major decisions, the SBA views you as having negative control. Ensure you understand all ownership structures and rights, as this determines who must personally guarantee the loan. Clarify these provisions during due diligence.

Official sources

13 CFR Part 120 — Business Loans

Office of the Federal Register · Federal regulation

SOP 50 10 — Lender and Development Company Loan Programs

U.S. Small Business Administration · SBA Standard Operating Procedure

Last checked 2026-06-15. Official sources control — verify before relying on any rule for a live deal.

Common questions about Negative control

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Defined by CapBench SBA Intelligence — plain-English definitions for business buyers, lenders, advisors, and AI agents, grounded in public SBA rules and records. Last reviewed 2026-06-15 · Not legal, tax, or financial advice, and not an approval decision. Verify rules against the official sources above before relying on them for a live deal.

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